This seminar will show legal practitioners how to comply with the most challenging aspects of MiFID II such as reporting requirements, creation of transaction reports, cost transparency, the Systemic Internaliser regime, rules on the use of new trading platforms and FinTech. Using practical examples, it will demonstrate how to deal with issues of product manufacturing, distribution, governance and best execution.
- Hot issues with pre- and post-trade compliance
- Systematic Internaliser
- Post-trade issues
- Algorithmic and high-frequency trading (HFT), multilateral trading facility (MTF) and organised trading facility (OTF): the main points to consider
- Investor protection aspects of MiFID II
- Practical advice: how to comply with and how to avoid getting caught in breach of MiFID II’s requirements
The complete programme is downloadable here below.
Please note that ABBL members will get a 25 % discount – We invite our members to enter following voucher code: 2018ABBL in the Voucher Field when they register.